Smith Barney Trademark Details

Smith Barney was registered on Tuesday, July 16, 1996 and is currently owned by Morgan Stanley Smith Barney Holdings LLC under the registration number 1986596 . This mark is alive with a status of Registered and Renewed. The last case file activity for this mark occured 17 years ago on Saturday, September 23, 2006, according to the United State Patent & Trademark Office

Word Mark	Smith Barney
Status	Alive Registered 800 — Registered and Renewed

Current Owner

Morgan Stanley Smith Barney Holdings LLC of Purchase, NY

View all trademarks for Morgan Stanley Smith Barney Holdings LLC

Other Trademarks for Morgan Stanley Smith Barney Holdings LLC

Previous Owners

Salomon Smith Barney Inc. of New York, NY

View all trademarks for Salomon Smith Barney Inc.

Other Trademarks for Salomon Smith Barney Inc.

Citigroup Global Markets Inc. of Tampa, FL

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Serial Number	74587670
Registration Number	1986596
Status Date	Saturday, September 23, 2006
Filing Date	Saturday, September 23, 2006
Registration Date	Tuesday, July 16, 1996
Attorney	Dorothy R. Whitney

Correspondent

DOROTHY R. WHITNEY
COWAN LIEBOWITZ & LATMAN, PC
1133 AVENUE OF THE AMERICAS, 35TH FL
NEW YORK, NY 10036-6799

Case File Statements

Goods & Services	Financial and Investment Services, Namely Investment Banking; Asset Management; Trading in Securities, Options, Commodities, Corporate Debt and Equity, Government and Municipal Securities, and Futures and Forwards Contracts; Brokerage and Financial Advisory Services; Underwriting and Distribution of Securities; Providing Assistance in Mergers and Acquisitions; Customer Financing and Securities Lending Activities; Investment Management and Advisory Services; Securities Research; Structuring Derivative Financial Instruments; and Providing Fixed and Variable Annuities

Financial and Investment Services, Namely Investment Banking; Asset Management; Trading in Securities, Options, Commodities, Corporate Debt and Equity, Government and Municipal Securities, and Futures and Forwards Contracts; Brokerage and Financial Advisory Services; Underwriting and Distribution of Securities; Providing Assistance in Mergers and Acquisitions; Customer Financing and Securities Lending Activities; Investment Management and Advisory Services; Securities Research; Structuring Derivative Financial Instruments; and Providing Fixed and Variable Annuities

Classifications

International Class Codes	036 — Class 36 includes mainly services rendered in financial and monetary affairs and services rendered in relation to insurance contracts of all kinds.
U.S. Class Codes	100, 101, 102
Status	6 — Active
Status Date	Wednesday, February 22, 1995
First Use Anywhere	Thursday, January 7, 1960
First Use In Commerce	Thursday, January 7, 1960
Primary Code	036

Trademark Timeline

Jan 07 1960

First use anywhere for the mark
Jan 07 1960

First use in commerce for the mark
Oct 20 1994

Trademark application filed with USPTO
Mar 24 1995

Assigned To Examiner
May 23 1995

Non-Final Action Mailed
Nov 22 1995

Correspondence Received In Law Office
Jan 29 1996

Approved For Pub - Principal Register
Mar 22 1996

Notice of Publication
Apr 23 1996

Published For Opposition
Jul 16 1996

Registered-Principal Register
Jul 16 1996

Trademark officially registered with the USPTO
Jan 21 2003

Registered - Sec. 8 (6-Yr) & Sec. 15 Filed
Jan 21 2003

Paper Received
May 01 2003

Registered - Sec. 8 (6-Yr) Accepted & Sec. 15 Ack.
Jul 14 2006

Registered - Combined Section 8 (10-Yr) & Sec. 9 Filed
Jul 14 2006

Teas Section 8 & 9 Received
Jul 24 2006

Case File In Ticrs
Sep 23 2006

Registered and Renewed (first Renewal - 10 Yrs)
Sep 23 2006

Registered - Sec. 8 (10-Yr) Accepted/sec. 9 Granted
Sep 23 2006

Assigned To Paralegal
Jul 29 2009

Automatic Update of Assignment of Ownership