Convergex Holdings Trademark Details

This mark is dead with a status of Abandoned-Failure to Respond or Late Response. The last case file activity for this mark occured 16 years ago on Wednesday, May 23, 2007, according to the United State Patent & Trademark Office

Word Mark	Convergex Holdings
Status	Dead 602 — Abandoned-Failure to Respond or Late Response

Current Owner

Bny Convergex Execution Solutions LLC of New York, NY

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Previous Owners

Bny Brokerage Inc. of New York, NY

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Serial Number	78919540
Status Date	Wednesday, May 23, 2007
Filing Date	Wednesday, May 23, 2007
Attorney	Ilene B. Tannen, Esq.

Correspondent

ILENE B. TANNEN, ESQ.
JONES DAY
222 EAST 41ST STREET
NEW YORK, NY 10017

Case File Statements

Goods & Services	Financial, Investment and Securities Services, Namely, Financial Analysis, Performance Measurement Analytics and Order Management Technologies; Financial Services, Namely, Investment Securities Transaction Services via the Internet, Computer-to-Computer Interface, and by Connections to the Proprietary Networks of Other Service Providers; Electronic Funds Transactions; Electronic Funds Transfer in the Nature of Electronically Routing Orders to Buy, Sell, Pledge or Otherwise Affect Interests in Investment Securities; Electronically Processing, Record Keeping and Reporting of Payment Data and Soft Dollar and Commission Recapture in Connection with Securities Transactions; Financial Management Services in the Field of Securities Trading; Institutional Agency Brokerage Services, Namely, Investment Brokerage and Securities Brokerage Services Including Settlement and Clearing of Securities Transactions; Financial Research, Namely, Providing Reports and Commentary on Independent Financial Research Concerning Financia

Financial, Investment and Securities Services, Namely, Financial Analysis, Performance Measurement Analytics and Order Management Technologies; Financial Services, Namely, Investment Securities Transaction Services via the Internet, Computer-to-Computer Interface, and by Connections to the Proprietary Networks of Other Service Providers; Electronic Funds Transactions; Electronic Funds Transfer in the Nature of Electronically Routing Orders to Buy, Sell, Pledge or Otherwise Affect Interests in Investment Securities; Electronically Processing, Record Keeping and Reporting of Payment Data and Soft Dollar and Commission Recapture in Connection with Securities Transactions; Financial Management Services in the Field of Securities Trading; Institutional Agency Brokerage Services, Namely, Investment Brokerage and Securities Brokerage Services Including Settlement and Clearing of Securities Transactions; Financial Research, Namely, Providing Reports and Commentary on Independent Financial Research Concerning Financia

Classifications

International Class Codes	036 — Class 36 includes mainly services rendered in financial and monetary affairs and services rendered in relation to insurance contracts of all kinds.
U.S. Class Codes	100, 101, 102
Status	6 — Active
Status Date	Thursday, July 6, 2006
Primary Code	036

Trademark Timeline

Jun 29 2006

Trademark application filed with USPTO
Jul 06 2006

New Application Entered In Tram
Oct 17 2006

Assigned To Examiner
Oct 25 2006

Non-Final Action E-Mailed
Oct 25 2006

Non-Final Action Written
Mar 28 2007

Automatic Update of Assignment of Ownership
May 23 2007

Abandonment Notice Mailed - Failure To Respond
May 23 2007

Abandonment - Failure To Respond Or Late Response