Trademarks owned by Research Affiliates, LLC
Delivering on the Promise of Smart Beta |
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| Alive 730 — First Extension - Granted | |
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| Serial #: | 86367601 |
| Initial Filing | 8/15/2014 |
Research Affiliates Equity |
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| Alive 700 — Registered | |
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| Serial #: | 86293647 |
| Registration Date: | 10/6/2015 |
Rae |
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| Alive 700 — Registered | |
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| Serial #: | 86293658 |
| Registration Date: | 10/6/2015 |
Rafi Developed by Research Affiliates |
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| Alive 700 — Registered | |
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| Serial #: | 86036675 |
| Registration Date: | 3/25/2014 |
Rafi Developed by Research Affiliates |
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| Alive 700 — Registered | |
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| Serial #: | 86036692 |
| Registration Date: | 3/25/2014 |
Rafi Developed by Research Affiliates |
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| Alive 732 — Third Extension - Granted | |
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| Serial #: | 86036700 |
| Initial Filing | 8/13/2013 |
Rafi |
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| Alive 700 — Registered | |
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| Serial #: | 86032883 |
| Registration Date: | 3/25/2014 |
Rafi |
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| Alive 700 — Registered | |
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| Serial #: | 86032900 |
| Registration Date: | 3/25/2014 |
Rafi |
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| Alive 700 — Registered | |
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| Serial #: | 86032915 |
| Registration Date: | 3/25/2014 |
Redefining Beta |
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| Alive 700 — Registered | |
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| Serial #: | 85955222 |
| Registration Date: | 3/11/2014 |
Research Affiliates |
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| Alive 700 — Registered | |
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| Serial #: | 85790984 |
| Registration Date: | 7/16/2013 |
Fundamentals |
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| Alive 700 — Registered | |
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| Serial #: | 85720835 |
| Registration Date: | 4/30/2013 |
Simplystated |
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| Alive 700 — Registered | |
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| Serial #: | 85720898 |
| Registration Date: | 7/16/2013 |
Rafi Low Volatility |
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| Alive 700 — Registered | |
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| Serial #: | 85338607 |
| Registration Date: | 2/26/2013 |
The Fundamentalindex |
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| Alive 700 — Registered | |
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| Serial #: | 77490918 |
| Registration Date: | 1/5/2010 |
Fundamental Large Company |
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| Alive 700 — Registered | |
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| Serial #: | 77384675 |
| Registration Date: | 11/10/2009 |
Fundamental Us Large Company |
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| Alive 700 — Registered | |
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| Serial #: | 77378992 |
| Registration Date: | 11/3/2009 |
Fundamental Us Small-Mid Company |
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| Alive 700 — Registered | |
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| Serial #: | 77379002 |
| Registration Date: | 11/3/2009 |
Efficient Indexing for an Inefficient Market |
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| Alive 701 — Section 8-Accepted | |
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| Serial #: | 77126578 |
| Registration Date: | 4/8/2008 |
Rafi |
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| Alive 702 — Section 8 & 15-Accepted and Acknowledged | |
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| Serial #: | 76634903 |
| Registration Date: | 8/7/2007 |
Research Affiliates |
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| Alive 702 — Section 8 & 15-Accepted and Acknowledged | |
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| Serial #: | 76633794 |
| Registration Date: | 10/23/2007 |
Fundamental Index |
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| Alive 705 — Partial Section 8 & 15 Accepted and Acknowledged | |
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| Serial #: | 76615926 |
| Registration Date: | 8/28/2007 |
Erafi |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 86302612 |
| Initial Filing | 6/6/2014 |
Research Affiliates Fundamental Active |
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| Dead 602 — Abandoned-Failure to Respond or Late Response | |
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| Serial #: | 85498934 |
| Initial Filing | 12/19/2011 |
Fundamental Active |
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| Dead 602 — Abandoned-Failure to Respond or Late Response | |
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| Serial #: | 85498952 |
| Initial Filing | 12/19/2011 |
Rafa |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 85498964 |
| Initial Filing | 12/19/2011 |
Fundamental Low Volatility |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 85338598 |
| Initial Filing | 6/6/2011 |
Research Affiliates Ldi |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 85139116 |
| Initial Filing | 9/27/2010 |
Raldi |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 85139136 |
| Initial Filing | 9/27/2010 |
Ra Ldi |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 85139150 |
| Initial Filing | 9/27/2010 |
The Fundamental Index the Next Generation |
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| Dead 602 — Abandoned-Failure to Respond or Late Response | |
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| Serial #: | 85100119 |
| Initial Filing | 8/4/2010 |
Clairvoyant Value |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 77549187 |
| Initial Filing | 8/18/2008 |
Fundamental International |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77252114 |
| Registration Date: | 6/17/2008 |
Fundamental Emerging Markets |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77252123 |
| Registration Date: | 6/17/2008 |
Erafi |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77206141 |
| Registration Date: | 7/22/2008 |
Powered by Rafi |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77160499 |
| Registration Date: | 6/24/2008 |
Fundamentals |
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| Dead 602 — Abandoned-Failure to Respond or Late Response | |
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| Serial #: | 77124073 |
| Initial Filing | 3/7/2007 |
Fundamental Fx |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77109285 |
| Registration Date: | 3/25/2008 |
Fundamental Currency |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77109299 |
| Registration Date: | 3/4/2008 |
Fundamental Fixed Income |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77109312 |
| Registration Date: | 3/4/2008 |
Fundamental Index - Efficient Indexing for an Inefficient Market |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77109326 |
| Registration Date: | 4/8/2008 |
Fundamental Bond Index |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 77106040 |
| Initial Filing | 2/13/2007 |
Fundamental Bonds |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77106068 |
| Registration Date: | 6/10/2008 |
Fundamental High Yield |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77106076 |
| Registration Date: | 6/10/2008 |
Fundamental Commodity Index |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 77106096 |
| Initial Filing | 2/13/2007 |
Fundamental Commodities |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77106119 |
| Registration Date: | 6/10/2008 |
Arnott Ratio |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77099926 |
| Registration Date: | 3/4/2008 |
Hsu Ratio |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 77099930 |
| Registration Date: | 2/26/2008 |
Noisy Price Hypothesis |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78933093 |
| Registration Date: | 6/3/2008 |
Noisy Market Hypothesis |
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| Dead 605 — Abandoned - After Publication | |
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| Serial #: | 78933098 |
| Initial Filing | 7/19/2006 |
Avoids Underweighting Underpriced Stocks and Overweighting Overpriced Stocks |
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| Dead 606 — Abandoned - No Statement of Use Filed | |
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| Serial #: | 78933102 |
| Initial Filing | 7/19/2006 |
Fundamental 500 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78930914 |
| Registration Date: | 4/1/2008 |
Fundamental 1500 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78913435 |
| Registration Date: | 3/11/2008 |
Fundamental 2500 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78913488 |
| Registration Date: | 3/11/2008 |
Fundamental Small |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78903708 |
| Registration Date: | 1/1/2008 |
Fundamentals Weighted |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78878863 |
| Registration Date: | 3/4/2008 |
Rafi |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76651181 |
| Registration Date: | 3/4/2008 |
Fundamental K |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78683451 |
| Registration Date: | 5/20/2008 |
Fundamental Q |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78683483 |
| Registration Date: | 4/8/2008 |
Fundamental 100 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78683586 |
| Registration Date: | 5/20/2008 |
Fundamental 250 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78683616 |
| Registration Date: | 5/20/2008 |
Fundamental 200 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78683663 |
| Registration Date: | 5/20/2008 |
Fundamental Reit |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78683692 |
| Registration Date: | 5/20/2008 |
Fundamental 3000 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76638264 |
| Registration Date: | 7/24/2007 |
Fundamental 2000 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76638265 |
| Registration Date: | 7/24/2007 |
Global Fundamental |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76638266 |
| Registration Date: | 10/9/2007 |
Fundamental Global |
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| Dead 602 — Abandoned-Failure to Respond or Late Response | |
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| Serial #: | 76638267 |
| Initial Filing | 5/10/2005 |
Mainstreet Index |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78608508 |
| Registration Date: | 9/11/2007 |
Mainstreet Indexing |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 78608524 |
| Registration Date: | 4/22/2008 |
Rafi Global |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76634904 |
| Registration Date: | 8/7/2007 |
Synthetic Strips |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76622709 |
| Registration Date: | 10/9/2007 |
Fundamental Index |
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| Dead 602 — Abandoned-Failure to Respond or Late Response | |
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| Serial #: | 76620637 |
| Initial Filing | 11/12/2004 |
Fundamental 1000 |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76617754 |
| Registration Date: | 4/8/2008 |
Research Affiliates |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76617381 |
| Registration Date: | 7/10/2007 |
Virtual Mutual Fund |
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| Dead 710 — Cancelled - Section 8 | |
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| Serial #: | 76617382 |
| Registration Date: | 10/24/2006 |
Fundamental Index |
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| Dead 622 — Misassigned Serial Number | |
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| Serial #: | 76619097 |